High Frequency, Prop Trading COMPLIANCE Analyst recruitment
The opportunity to join a globally-positioned, prop trading firm that trades across all major asset classes in the Americas, Europe and Asia is now. As a leader in the algorithmic trading space, the firm seeks a compliance generalist who can flourish in a fast-paced environment.
If you have the following skill-set, please email Stephanie Ligon at Huxley Associates (s.ligon at huxley dot com):
-Minimum five years experience working for a trading firm in regulatory compliance
-FINRA Series 7 and 24; Series 3, 4, 55 a plus
-Working knowledge of Reg SHO and Reg NMS
-Experience compiling data summaries, updating log files, identify trends, order marking, developing and implementing surveillance reports, testing report logic and educating staff of necessary changes in order to ensure compliance with all laws and regs.
-Interface with Trading, IT and Data Warehouse teams
-Strong experience in areas of regulatory compliance and risks related to the rules of the SEC, FINRA, Chicago Stock Exchange, National Futures Association (NFA), Commodity Futures Trading Commission (CFTC)
-Fundamental understanding of Market Maker / Lead Market Maker model
-General understanding of Forex and Currency Trading
The work environment demands a person who has solid written and verbal communication skills, as well strong relationship-building skills since the atmosphere is highly collaborative.
Please send your CV if you meet the criteria and would like to have a discussion about this opportunity.