IBD Compliance Manager recruitment

Our client is one of the most reputable and diversified Banks in the world. They have a strong and growing global presence and currently their Asia Hub based out of Hong Kong has an exciting opportunity for an experienced Compliance Manager to join their Investment Banking Division. As a part of a wider IBD Compliance team, you will be responsible for working closely with the Front Office MA team and be providing timely advice on the transactions and deals.

In this position you will be reporting directly to the Director of IBD Compliance, and gain the opportunity to work amongst the wider Compliance team that comprises of the central compliance, governance compliance, global markets etc.

Your responsibilities will include providing compliance advice and support in respect of the Global Banking activities in Hong Kong; support and provide timely and accurate advice to the MA Investment Banking team; compliance monitoring and reviews; escalate any regulatory breaches to the business and compliance Senior Management; assist with Compliance Risk Assessment process across different business lines etc.

To assume this position you will possess a minimum of 4 years compliance experience within the banking industry, within that a minimum of 3 years compliance experience within the Investment Banking industry. Exposure to IBD / Research and Private Side Compliance or Control Room will be highly preferred. The successful candidate must possess exceptional written and verbal communication skills and have strong knowledge of the local rules and regulations surrounding IB.

If you fit the above description, please email your resume to Cindy Yau at cindy.yau@connectedgroup.com