IBD Compliance recruitment
Our client is a leading investment bank. They have an opening in its IBD compliance team for a seasoned compliance professional.
In the role you will:
- Advise on compliance, regulatory, policy and reputational issues, as well as advise on new business initiatives;
- Work on the development of policies and procedures;
- Design and deliver training on policy and procedures;
- Create controls and help implement surveillance to ensure adherence with relevant laws and regulations; and
- Provide day-to day advice and approval for IBD staff.
The ideal candidate will have come from a similar role and have a minimum of 5 years experience. They will also consider lawyers who want to make the move into compliance.
For more information please contact Stefanie Nitze on +852 2973 6333 or email stefanienitze@taylorroot.com.hk
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
June 23, 2012
• Tags: IBD Compliance recruitment, Investment Banking, M & A careers in the Hong Kong SAR • Posted in: Financial