Institutional Client Group(ICG) Compliance Officer
Role and Responsibilities:
• Overall Institutional Client Group compliance oversight for TTS, SFS, Global Banking, Markets, AML, Core Compliance (US Regulations, FCPA, Chinese Walls, Ethics, etc.).
• Regulatory liaison and correspondence with mid to senior level BSP and SEC officials covering requests for approval, clearances, ad hoc requests and resolution of pending examination issues.
• Transaction/Deal/Product/Structure Advisory for MARKETS and Coverage Teams.
• CMAC Transaction Related Advisory/Review for MARKETS and Coverage Teams.
• SEC/PDEX related functions as designated Associated Person for Philippines.
• Institutional Client Group product program review and sign off.
• Preparation and/or review and sign off on regional surveys and requests for information covering ICG/MARKETS.
Qualifications:
• College graduate, preferably of a business course.
• Strong working knowledge of local and US banking regulations.
• Minimum of 10 years bank regulatory compliance experience.
• Good analytical skills.
• Good oral and written communication skills.
• Good interpersonal and negotiating skills.
Apply ONLINE. Only shortlisted candidates will be contacted.
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