Interim Head Of Compliance Monitoring

The role will involve conducting focussed compliance monitoring ensuring the business is complying with regulation  and best practice is met throughout the business.

The candidate will be a seasoned compliance professional with a proven career in hands on oversight and assurance able to successfully administer a risk based compliance monitoring programme.

The role will also involve Operational Risk ensuring the controls and risk management within the business is met, mitigated and reported.  The candidate will also monitor and report on Training competence so previous experience in this area and learning development is desirable.

Candidate Requirements

Essential

· Extensive compliance monitoring with a hands on approach to risk based compliance monitoring.

· Insurance experience in Life Pensions or General Insurance

· Strong technical regulatory experience

· Excellent Communication skills and report writing skills

· Able to travel regularly between London Surrey

Desirable

· Experience of designing and implementing risk based compliance monitoring programmes

· Training Learning Development experience.

· Internal Audit Operational Risk management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

April 19, 2013 • Tags: , • Posted in: Financial

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