International Compliance Officer – Asset Management
The role:
· Conducting global reviews ensuring compliance with rules and regulations with the relevant jurisdictions
· Develop and maintain knowledge of the regulatory requirements and environments across Europe, US, Latin America and Asia.
· Lead and take part in the planning and execution of compliance checks including: collaboration with local senior management, compliance, legal and other key personnel;
· Prepare regulatory compliance risk assessments; design and performance of appropriate reviews/tests; report writing and follow up.
· Contribute to the execution of a risk-based programme for examining regulations
· Review and test the controls in place for assigned key areas of regulations
· Clearly document reviews performed in conformance to predefined standards including preparation of findings, recommendations and summary reports.
The person:
· Compliance experience in the UK and/or International within an Asset Management firm.
· International regulatory knowledge is advantageous.
· Excellent communication skills and compliance monitoring experience.
· Fixed Income and Equities knowledge
· Practical knowledge of Risk management.
· Must be able to relocate to Singapore with the willingness to travel.
This is a very interesting opportunity with global coverage and excellent experience to be gained.
Please apply for full details.
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