Investment Associate
Role Responsibilities
Assist the team executing investment activity
•Assisting the team in ensuring all positions are monitored and action taken in the light of market movements or decisions from the weekly Investment meetings;
•Assist the team with dealing activities, including allocating deals;
Preparation for client meetings
•Assisting the team in preparing for existing and potential client meetings including the preparation of meeting notes and presentations;
•Attend client (existing and potential) meetings, writing minutes and producing appropriate notes;
Assist with day-to-day servicing of clients
•Liaising with clients and dealing with administrative queries where appropriate; ensuring all correspondence by post, email or telephone is dealt with appropriately;
•Assisting the team in the management of the client base and keeping them advised appropriately, extending but not limited to:
•Managing the documentation and processes involved in taking on new clients; portfolio restructures, deceased clients, leaving clients;
•Maintain KYC data for new clients, and ensure the proper recording of changes for existing clients;
•Work with the team to support tax planning activity, including providing the team with the necessary information required for ISAs, CGT, etc.
•Assist the investment assistant in processing payments in and out of portfolios
Background Experience
The successful candidate will:
•Ideally be CF30 registered or obtain the required CISI qualifications
•Have private client investment experience
•Be client focussed
•Have a genuine interest in investment
Please note that due to the high volume of applicants responding to our adverts we are regrettably not able to feedback on all applications; only successful candidates will be contacted
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