Investment Compliance Analyst recruitment
This team sits directly alongside the equity trading desk providing portfolio and trading advice and support the UK based investment team.
Main responsibilities include:
• Offer regulatory advice to investment trading teams and real time analysis of all trades and positions
• Assist in the monitoring of investment guidelines for equities, fixed income and multi manager teams
• Pre trade compliance, including monitoring of applicable rules, regulations, policies and procedures
• Liaise with fund mangers, investment team and trading desks to provide support on trading issues and breaches
• Ad hoc investment projects including compliance system enhancements
The successful candidate with have proven track record within investment compliance, with a particular focus on pre trade compliance within the asset management sector. Additionally candidates will have working knowledge of Charles River compliance system. Candidates should have a sociable and robust personality, able to cope with the demands of a front office environment.
Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age