Investment Compliance Analyst recruitment

This team sits directly alongside the equity trading desk providing portfolio and trading advice and support the UK based investment team.

Main responsibilities include:

• Offer regulatory advice to investment trading teams and real time analysis of all trades and positions

• Assist in the monitoring of investment guidelines for equities, fixed income and multi manager teams

• Pre trade compliance, including monitoring of applicable rules, regulations, policies and procedures

• Liaise with fund mangers, investment team and trading desks to provide support on trading issues and breaches

• Ad hoc investment projects including compliance system enhancements

The successful candidate with have proven track record within investment compliance, with a particular focus on pre trade compliance within the asset management sector. Additionally candidates will have working knowledge of Charles River compliance system. Candidates should have a sociable and robust personality, able to cope with the demands of a front office environment.

Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age