Investment Compliance Analyst
A well establish Asset Management firm with a strong presence worldwide is looking for an Investment Compliance Analyst with previous experience on pre and post trading monitoring and regulatory advise.
The role holder will have previous exposure with investment products as equity and fixed income and will provide support and advise to the back and front officers, enhancing a compliance internal culture assisting in the monitoring of all institutional and retail accounts.
The role holder will have previous experience in compliance monitoring and advisory using Asset Management platforms.
The role will suits someone who has previously worked within an Asset Management firm and has got exposure to Capital market products as Fixed Income and Equities.
The candidate will have an investigative and questioning nature, flexibility and ability to provide Regulatory advise to the Front Officer and Back Office working with a solution-oriented approach.
Leave a Reply
You must be logged in to post a comment.