Investment Compliance Contract
Compliance Analyst opportunity to work in a broad and varied Investment Compliance role, for an established Investment Management firm based in London
Role Details
* This will be a contract role for either 6 or 12 months depending on the level of the successful candidate.
* Develop, manage and monitor automated compliance systems including rule coding and testing. Develop manual monitoring for rules that the system is unable to cover.
* Perform analysis on new rules and regulations and the impact on the business.
* Engage with Front Office IT support staff and compliance colleagues to develop reporting and system enhancements to ensure a best in class control environment is maintained.
* Maintain strong communications with staff in operational and control functions, e.g. Legal, Investment Operations and Risk.
* Assist with the trade management monitoring programme for funds and accounts.
* Review and enhance compliance policies and procedures to reflect current regulatory requirements and in line with business wide changes to processes and workflows.
* Keep abreast of key regulatory and legislative changes which may impact the business.
Skill Set Required
* Proven background working in Investment Compliance, including working knowledge of investment compliance monitoring system(s).Experience in the asset management or investment banking industry.
* Knowledge of investment guideline monitoring and coding.
* Knowledge of a system such as Charles River, Aladdin, LZ Sentinel, etc.
* Excellent Interpersonal Skills
* Attention to Detail
* Team Player
* Strong Analytical Skills
* Ability to Deliver to Tight Timescales
* Project Management Skills
* Results Focussed
* Ability to work on own Initiative
* Exposure to and appreciation of the issues in the management of UCITS and other fund structures.
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