Investment Compliance, Director Level, Private Banking, 85k-120k per month. recruitment
The Company
Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance.
The Role
As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising with compliance officers across the region, implementation of compliance programs to ensure operations are compile to regulatory requirements.
Your Profile
The successful candidate will be a degree holder in Law or Accounting, with professional qualification is highly preferable, You will have at least 7 years working experience in a private bank, solid experience in handling enquiries from various regulators, such as SFC and HKMA, you will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organisation.
Apply Today
Apply now by sending your resume (in WORD format) by clicking the apply button. Please note that only short-listed candidates will be contacted.