IT Audit Senior I Job
IT Audit Senior I (Job Number: 1305164)
Description
VP - Audit Senior, Technology Audit
Overview
Internal Audit's mission is to contribute to the effectiveness of the Company's internal controls by providing independent, risk-based assurance reviews designed to identify control risks, risk mitigants, control gaps, and opportunities to improve efficiency.
The BNY Mellon Group Internal Audit function has a number of locations internationally most notably in the US, UK, Belgium, Ireland, Luxembourg and Singapore. In the UK BNY Mellon and Pershing audit teams are located in London (three locations) and Manchester.
Internal Audit carries out independent reviews across all areas of management activity, including ad-hoc reviews at the request of management, involvement in key projects and reviews of systems under development, and formally reports findings with recommendations to the Audit Committee, Executive, Senior and Line management (within Pershing Ltd and BNY Mellon).
The department is responsible for reporting on risks and the control environment across all areas of the business and the support functions to senior management (in the US UK) and to provide management with reasonable assurance that operating controls are adequate and effective.
Key responsibilities:
* Responsible for conducting audits, managing stakeholder relationships, agreed with department's management, and monitoring of technology functions supporting "Securities Services".
* Acts as liaison with the business audit team to ensure their full understanding of technology scope and validate key data flows, key applications and associated risks.
* Leads or participates in the planning stage of an audit and develops risk based audit workprograms with relevant key automated controls.
* Managing people on discrete projects on a consistent basis with little oversight when 'Auditor In Charge'.
* Executes audit workprogram and evaluates scoped automated controls in collaboration with peers and management.
* Documents work in line with department methodology. Identifies technology issues and provides control remediation suggestions whilst tracking them to completion.
* Performing tasks within department policies, methodologies and standards.
Qualifications
Technical Knowledge / Experience
* Knowledge of key risks and anticipated controls which pertain to the securities life cycle including corporate actions, trades processing, settlements and payments processing. An understanding of the broader financial services industry and regulations would be an asset.
* Proven experience in reviewing application controls, also for User Defined Technologies, and related processes including validation controls, requirement analysis, coding, testing and change management.
* Knowledge of internal auditing practices including Standards and frameworks (e.g. COBIT, GTAG, ITIL, Prince 2) developed by ISACA, the Institute of Internal Auditors and other relevant bodies.
* Deep understanding of the infrastructure used to host applications including operating systems (e.g. Unix and Windows) and databases (e.g. SQL and Oracle).
* Experience with advanced technological auditing techniques such as continuous auditing, CAAT's, and security assessment tools.
* CISA or QiCA qualified.
* Degree in technology or relevant subject. Additional qualifications in Investment Administration Qualification or similar (e.g. IAQ, CFSA, CIA) would be an asset.
* Experience in working as part of a global team, capable of influencing and educating peers and stakeholders based both overseas and locally.
* Skilled in conducting detailed audit reviews, collecting and analysing complex data and providing comprehensive summaries to internal management and stakeholders.
* Strong interpersonal skills, ability to negotiate and present audit issues whilst maintaining stakeholder relationships on ongoing basis.
* Self driven, capable of taking responsibility for audits from planning to reporting and issue follow-up.
* Knowledge of German and French would be an asset.
Primary Location: United Kingdom-United Kingdom-Greater London-London
Internal Jobcode: 53027
Job: Audit/Compliance/Risk
Organization: Audit-HR06014
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