KYC / AML Analyst
KYC / AML Analyst - Investment Banking
KYC / AML Analyst required for a global Investment Bank. Our client is seeking an experienced KYC/AML subject matter expert to work on the following:
- Managing client portfolio by taking ownership of the process and interaction with offshore teams and onshore stakeholders to drive resolution of KYC cases.
- Engaging with the Relationship Managers to discuss and provide advice on the approach around resolution of cases with deficiencies, either by following up with the clients and Global Relationship Managers or agreeing with Compliance and performing alternative due diligence procedures.
- Playing a key role in driving the Escalation process by presenting the pending cases at the bi-weekly DAKS meeting to ensure timely completion of profiles
- Supporting the Production Team in producing timely and high quality KYC profiles
- To provide technical support to the teams to ensure an efficient and accurate KYC profiles are produced
- To have a good understanding of the Policy, Line of Business procedures and guidance documents
- To keep up to date with the latest internal procedural / policy changes working closely with the Policy team
- To assist the Lead SME with preparation and delivery of training and communication around policy, procedures and guidance
- To adhere to all audit requirements including but not limited to Declaration of Secrecy / Data Protection Act / Health Safety and Security / Clear Desk Policy / Process Specific Audit requirements / Compliance Requirements
Essential requirements:
- Minimum 3 years' experience with a Corporate or Financial institution
- Experience as an AML Subject Matter Expert within the financial industry or AML / Forensic Practice of a consultancy firm
- Proven business and operational experience with sound knowledge of the wide range, and complex variety, of fund/corporate structures. Experience in risk management field, and proven experience in supporting the development of business activities whilst robustly applying risk management disciplines and controls.
- Previous experience of developing relationships by communicating, influencing and negotiating effectively with business heads, senior managers, consultants, technical experts across the whole department and business users.
- Pro-active and business orientated with proven ability to prioritize and manage conflicting demands and ability to assess
stakeholder needs to improve customer experience and showing resilience under pressure and providing best in class solutions - Client services or management experience in a global banking environment
This role would suit somebody that is comfortable working in a fast paced environment where deadlines are met and end-goals are achieved. This is a very good opportunity to secure a role where you will be considered an authority in your field, and be given the chance to offer as much input as possible.
To avoid missing out, please send your CV with all relevant details included. Due to requirements of this position, only candidates with the skills/knowledge mentioned above will be considered.
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