KYC Analyst, Corporate Finance Division recruitment
PRINCIPAL DUTIES AND RESPONSIBILITIES:
• “Know Your Customer”
o Be aware of requirements (both internal policies and procedures as well as changes made by external regulators - to be advised by Americas Legal Compliance Division)
o Contact customer / agent bank for required information.
o Complete any necessary research (via the Internet, Bloomberg, Lexis-Nexis, etc.) to further support the approval process.
o Complete required input of information in the database system, Central Customer Database (CCDB), as well as hard copies for review by Americas Legal Compliance Division and Back Office.
o Coordinate with account officers, Americas Legal Compliance Division and Back Office to ensure timely approvals.
• Customer Registrations
o Complete all required forms for the registration of new customers.
o Ensure all approvals are completed on a timely basis so that transaction execution is not delayed.
• Act as the designated OFAC contact for the Division
o Ensure that in the event an employee of Corporate Finance Division / Americas Corporate Banking Division No. 2 suspects that a transaction may involve any of the following, such information will be reported to the OFAC contact for further direction:
• An SDN, blocked person/blocked entity,
• A prohibited transaction,
• A prohibited entity, and/or
• Any mention of a sanctioned country within transactional documents.
o Ensure that all such direction provided by the OFAC contact involving a suspected transaction is followed as noted in the Bank’s OFAC policy and operational procedure.
• Provisionals
o Keep track of legal documentation.
• Other administrative tasks
o Assist with other administrative duties, as assigned.
MINIMUM JOB REQUIREMENTS OR EXPERIENCE:
• Four-year college degree in Accounting, Business, Finance, Economics, or strong quantitative background.
• Effective oral and written communication skills.
• Strong PC skills, including knowledge of MS Word and Excel, and the Internet for purposes of research.
• Good interpersonal skills, organized, and a team-oriented person.
We are an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.