Legal and Compliance Analyst
This is a business critical role and involves a close working relationship with the Board and CEO. You will implement and oversee the development of the Asian legal and compliance strategy. The company is one of the world’s most successful investment management firms and is well-known throughout Asia.
Responsibilities:
Legal
- Implementing the legal strategy in line with company objectives
- Drafting contracts and other legal documents
- Preparation of compliance documentation for statutory, legal and regulatory purposes
- Exercising the highest standards of ethics and due care in safeguarding stakeholder interests
- Gaining and maintaining a contemporary knowledge of hedge fund processes and protocols
- Reviewing and amending legal documentation for existing products and processes associated with company development
Compliance
- Ensuring business activities are conducted in conformity with all applicable laws, regulations, internal policies and procedures
- Serving as liaison for local and foreign regulators, legal bodies as well as maintaining relationships with relevant legal bodies and trade associations
- Continual compliance risk assessment of company practices together with the development of internal policies and procedures, compliance training and protocols
- Keeping abreast of regulatory developments and industry initiatives
Qualifications:
- Law degree or equivalent
- Minimum of 1 year’s compliance experience within Financial Services
- Hedge Fund and/or Asset Management experience
- Contemporary financial and regulatory awareness
- Fluency in Mandarin Chinese
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