LEGAL & COMPLIANCE
Our client is an asset management firm, with their expansion, they are looking for an outstanding candidate to join them.
Perform compliance checking and review on investment products. Provide advisory services to business units on compliance related matters for those investment products. Liaise with SFC and other local authorities. Review and update procedure manuals and ensure the processes are in compliance with regulatory guidelines and internal policies.
To qualify, you should have a an Accounting, Finance Degree or LLB with legal and compliance background with a minimum of 3 years of legal and compliance experience in financial institutions. Familiarized with investment products (especially RQFII QFII) SFO. Good Command of English and Chinese, both spoken and written. Putonghua speaking is preferred. Team player with excellent inter-personal and communication skills. Prioritization and multi-tasking skills. Handle ad-hoc project when required
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2179.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)
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