Legal & Compliance Assistant
About Us:
CITIC Securities, whose A shares are listed on the Shanghai Stock Exchange and H shares on the main board of The Stock Exchange of Hong Kong Limited, is a leading investment bank in China. CITIC Securities International Company Limited, a wholly-owned subsidiary of CITIC Securities, is located in the heart of Asia’s financial center – Hong Kong. We offer comprehensive financial services to individual, high-net-worth, institutional and corporate clients in providing capital market advisory services, security brokerage, equity research and asset management. Our vision is to become a leading China-focused international investment bank and we invite high caliber talents to join us.
Key Responsibilities:
- Due to the growing size of the Firm’s business in the U.S., CSI USA is looking for an assistant to support the Legal and Compliance Department to carry out its compliance functions and provide legal advice and solutions to the Firm’s businesses on a daily basis.
- Assist in the drafting and review of business contracts;
- Maintain books, records and correspondences in compliance with the internal policies and procedures and regulatory requirements;
- Assist in coordinating and implementing the Firm’s continuing education program;
- Conduct research to assess regulatory requirements and compliance issues to determine appropriate compliance solutions;
- Assist in providing legal and compliance input on the design and structure of new products and systems and related documentation;
- Perform any other legal and compliance related tasks in relation to the Firm’s businesses.
Requirements:
- Candidate must hold an LL.M or J.D. degree from a U.S. Law School;
- Self-motivated, detail-oriented and good at communication;
- Good team player;
- Computer literate;
- Good command of written and spoken English and Chinese (Mandarin).
- Must be eligible to work in the U.S.
Please apply with full resume quoting the reference number to the Human Resources Department, 26/F, CITIC Tower, 1 Tim Mei Avenue, Central, HK. Please send your CV to e-mail to hr@citics.com.hk
Personal data collected will be used for recruitment-related purposes only. Applicants not invited for an interview within 6 weeks from the date of this posting may consider their applications unsuccessful and their applications will be destroyed after 3 months.
For further information on our Company, please visit our website: www.citics.com.hk
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