Legal Counsel, Energy Compliance
Legal Counsel, Energy Compliance - The Role:
The job holder will be required to manage a portfolio of compliance activities including: promotion of compliance culture, giving advisory opinions, supporting financial crime/market conduct programs, conflicts management, providing compliance training, applying knowledge of energy and financial commodity products, approving new business initiatives, policy development, and assessing applicable forthcoming UK and EU financial legislation in conjunction with Regulatory Affairs and Legal.
The job holder will be expected to contribute to the compliance strategy, policy development, provision of product advisory opinions and development/execution of day to day monitoring and surveillance activities as required. The job holder will be expected to improve the levels of compliance service across the business and provide a degree of resilience to maintaining service levels when other members of the compliance function may be unavailable.
The job holder will need to be effective at the micro and macro level and perform an ambassadorial role for the compliance department when dealing with junior employees or senior management of the firm.
The job holder will be required to manage a varied and busy workload to a high level of detail. The legal counsel will demonstrate vision and the ability to contribute meaningfully to the definition of a compliance strategy and infrastructure.
The job holder will be expected to deliver and develop expertise in the legal, compliance and regulatory aspects of energy market regulation more broadly.
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