LEGAL & REGULATORY POLICY ASSISTANT recruitment
A leading independent Investment Management company within Edinburgh currently have a temporary vacancy available within their Legal Department for a Legal Regulatory Policy Assistant. The purpose of this role is to provide general assistance with a variety of tasks within the Legal Regulatory Filings Team, helping to ensure compliance with the relevant requirements. This role will report directly to the Legal Regulatory Filings Manager.
Core Responsibilities:
- Co-ordinating and completing Shareholder/Takeover disclosure forms is the main responsibility of this role.
- In addition, the role also involves:
- Co-ordinating and undertaking other regulatory filings when required.
- Assisting with specific projects (preparation of papers, arranging of meetings and training sessions etc.)
- Co-ordinating department policies and procedures, including flowcharts
- Assisting the Money Laundering Reporting Officer (MLRO) and the Deputy MLRO with anti-money laundering (AML) obligations (e.g. training, documentation, meetings, research etc.)
Core Skills:
- The successful candidate will have strong analytical skills, as well as accuracy/attention to detail.
- Applicants must have good communication and negotiation skills at all levels and the ability to impact and influence both internally and externally.
- The ability to deliver high quality results in advance of deadlines with a proactive and positive approach is also essential.
Core Requirements:
- Applicants will have at least 2 years previous experience within a professional services environment, ideally operating at a part-qualified level (e.g. part-qualified accountant/paralegal etc.).
- Previous experience of regulatory filings (such as EDGAR, IARD, Gabriel etc) would be highly beneficial, but is not essential.
Core-Asset Consulting offer specialist recruitment services to the Investment Banking, Financial Services, Secretarial Support, and Human Resources markets across Scotland.
"People are the core asset of every business"
January 11, 2012
• Tags: Asset Management careers in the UK, LEGAL & REGULATORY POLICY ASSISTANT recruitment • Posted in: Financial