Listed Derivatives – Compliance Advisory Officer recruitment
Responsibilities
The role will involve coverage of derivatives related sales and trading activity and the derivatives related activity of the Global Markets division in Europe.
Reporting into the Manager of Listed Derivatives Compliance, you will working with senior front office business leaders and you will be required to give ‘real-time’ opinion.
The candidate will provide real time advisory suppory to the listed derivatives business unit.
The candidate will be involved in developing policy as it pertains to listed derivatives;
Reviewing and commenting on a wide range of new business and product proposals to spot and address any compliance, regulatory and reputation risks.
The candidate will also be the first point of contact for the various derivative exchanges of which the Investment Bank is a member.
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The Ideal Candidate
Previous regulatory experience within the investment banking industry , preferably within a Sales and Trading environment or at a Main Derivatives exchange, or a Futures and Options trading house.
Sound working knowledge of UK and EU regulatory legislation.
Some derivatives experience with a focus on listed derivatives.
To discuss further please do get in touch on 02073108656 OR tobi.taiwo@ojassociates.com