Listed Derivatives Compliance Officer AVP recruitment
This role will involve coverage of derivatives related sales and trading activity and the derivatives related activity of the Global Markets division in Europe.
You will be part of the Sales Trading Compliance team based in London and will report to the Manager of Listed Derivatives Compliance.
In supporting the Head of this team you will provide real time advisory support to the listed derivatives business unit.
You will be involved in developing policy as it pertains to listed derivatives; including the education and training of business unit personnel. You will also be primarily responsible for the execution and management of the team's desk review and test check activities.
In addition to advisory, policy and training you will also play an integral role in the implementation and rollout of listed derivative related projects. This will mean entail working closely with individuals within Sales and Trading; Operations and IT. You will also be the first point of contact for the various derivative exchanges of which the Investment Bank is a member.
So as to ensure a consistent approach you will be required to work closely with other professionals in the Legal Compliance Department; both within EMEA and globally.
Experience:
- Previous regulatory experience within an investment bank; preferably within a sales and trading environment or at a derivatives exchange.
- Sound derivatives experience; with a focus on listed derivatives.
- Familiarity with European; specifically UKcompliance issues and relevant law and regulation.
