Manager /AVP, HSS Compliance recruitment
Responsibilities:
• Assist the Local Compliance Officer (LCO) in managing Compliance risk within HSS Singapore
• Provide consultation and advice to business partners regarding Compliance to all applicable global and local Compliance policies and procedures and governing rules and regulations, including Anti-Money Laundering regulations
• Review, understand and analyze the impact of regulatory changes and identify the relevant procedural changes to the respective business areas
• Carry out checks of blacklist names in relation to Anti-Money Laundering, Anti-Terrorist Financing and sanctions identified from surveillance check and assist in the investigation of suspicious accounts and transactions
• Based on the Annual Compliance Plan, undertake the scheduled Compliance monitoring and reviews, report findings and ensure timely escalation of exceptions
• Partner with other control functions locally and regionally, including Anti-Money Laundering, Operational Risk and Controls, internal and external audit functions in sharing best practices or in carrying out reviews
• Participate in special projects as assigned from time to time
Requirements:
• A degree holder with at least 5 years of relevant experience, preferably in auditing or accounting (more experienced candidates may be considered for the AVP role)
• Familiar with laws and regulations set by the Monetary Authority of Singapore in relation to Securities Services
• Demonstrates a thorough understanding of the Funds industry and, in particular trustee product and the responsibilities arising from this product
• Good interpersonal and influencing skills to facilitate collaboration and relationship building
• Excellent communicator, both verbal and written
• Proficient in Microsoft Office applications