Manager, Compliance recruitment
Manager, Compliance
- Industry: Financial Services
- Location: Toronto, Ontario
- Status: Full-Time
- Salary Scale: $75,000.00 to $85,000.00
Excellent Bonus Package!
Great Opportunity with Investment Fund Company based in Toronto!
Our client is actively looking for a Manager, Compliance to oversee the monitoring, and review of compliance for its retail investment funds. This full-time opportunity will put the Manager, Compliance in charge of the daily supervision of compliance coordinators in addition to providing oversight, reporting and review of team activities. The Manager, Compliance will also be empowered with the following:
- short term frequent trading;
- security lending;
- personal trading;
- AML processes;
- NI 81-106 and the administration and reporting with respect to conflicts of interest matters;
- IRC reporting packages and the Funds Board reporting packages.
The Manager, Compliance role will also have daily oversight of compliance with NI 81-102 and support the team responsible for the oversight of NI 81-105 sales practices and conduct independent oversight.
Qualifications:
A successful candidate for the Manager, Compliance role will have a detailed working knowledge of NI 81-102, NI 81-105, NI 81-106 and NI 81-107 requirements; knowledge and experience in monitoring compliance using a trade order management system (Charles River experience a definite asset); knowledge of Canadian Anti-money laundering (AML) regulations, best practices and compliance programs for Investment Fund companies.
To Apply:
This role requires excellent leadership skills and the confidence to work with the senior management team and Portfolio Managers. To express your interest for consideration, please send your resume and cover letter directly to mark.vanderschot@roberthalffsg.com quoting the job reference Manager, Compliance (#05091-002709) in the subject line of your e-mail.
About Us:
Founded in 1948, Robert Half International Inc. (RHI) is the recognized leader in professional-level staffing and operates in more than 350 locations in 14 countries throughout North America, Europe, Asia, Australia and New Zealand. Robert Half International is traded on the New York Stock Exchange (NYSE: RHI) and is a member of the prestigious SP 500 Index.
Robert Half Financial Services Group specializes in the placement of full-time, project and interim professionals in the banking, brokerage and investment sectors covering such areas as asset management, commercial lending, corporate finance, compliance, investment analysis and risk management.
Robert Half International again was named to FORTUNE® magazine's "World's Most Admired Companies" list, ranking number one in our industry in both innovation and quality of services. (March 21, 2011)
Visit us online at www.roberthalffsg.com or contact your local office at 1.800.803.8367 to learn more about how the Robert Half Financial Services Group can assist you.
Robert Half Financial Services Group is an Equal Opportunity Employer.