Market -Advisory

Full Job Description

Provide leadership, support and direction to a team of Compliance Officers who have direct responsibility for providing advice and support on compliance and regulatory matters to Front Office and support functions in connection with London`s business activities.
1. Liaise with Team Head and participate in the leadership and management of the Markets Advisory Compliance function.

2. Manage Compliance resources, in particular the performance of team members and their development.

3. Ensure his-her team`s work is aligned to achievement of the plan for the Markets team and compliance with internal requirements.

4. Provide advice and guidance to business areas to promote compliance with regulatory requirements and Group Compliance policies.

5. Assist with business development, providing advice on Compliance strategy and solutions, and regulatory policy where appropriate.

6. Interact with regulators, exchanges and industry bodies, as required.

7. Undertake or assist with ad hoc project work, providing analysis and making recommendations, as required.

8. Develop and implement Compliance policies and procedures to reflect regulatory obligations applying to the business, working with other members of Compliance and business, as required.

9. Identify training needs within input to the training plan for the team. Develop training materials and carry out Compliance training, both general and specific, in line with team plan.

1. Professional qualification or a number of years of relevant work experience of businesses covered or Compliance management.
2. Ability to lead staff and provide for their professional development
3. Good understanding of local Compliance policies and requirements
4. Ability to pro-actively liaise with Front Office at a practical level
5. Ability to analyse and interpret regulations
6. Ability to identify key issues and escalate them in a timely manner

Medium Sized Investment Bank

up to £85000 plus package.

Where specific UK qualifications are required we will take into account overseas equivalents.

Please quote Michael Page reference when applying Job ref:MPGX13242815

Michael Page International is a world leading recruitment consultancy.

September 8, 2012 • Posted in: General

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