Mortgage Compliance Analyst, WMA Banking & Trust Compliance Group
As a Mortgage Compliance Analyst covering UBS Bank USA, you will have the opportunity to contribute to the compliance framework, which will include regular interaction with business partners, senior management of UBS Bank USA, and partnering with stakeholders from various business and control functions to ensure that UBS Bank USA remains in compliance with all applicable banking laws and regulations.
Key Responsibilities:
- Development of policies and procedures for UBS Bank USA
- On-going monitoring and testing of UBS Bank USA to ensure compliance
- Conducting compliance-related training for UBS Bank USA employees
- Interaction with federal and state banking regulators and internal auditors
- Reporting to senior management within Legal Compliance and the business regarding compliance matters related to UBS Bank USA
- Providing advice to the business on an on-going basis regarding changes in laws and regulations that effect UBS Bank USA
Qualifications:
- Strong knowledge of banking laws/regulations, specifically Consumer Financial Protection Bureau (CFPB) Regulation C (Home Mortgage Disclosure Act), CFPB Regulation X (Real Estate Settlement Procedures Act), and CFPB Regulation Z (Truth in Lending Act)
- Ideally 10+ years compliance experience in the banking or trust industry including Mortgage compliance
- Bachelors' degree or higher
- Excellent writing and communication skills
- Strong organizational skills
- Periodic travel, up to 10% per year
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