Operational Risk & Compliance Consultant recruitment
Role Outline
The Operational Risk Compliance function is responsible for delivering an effective, sought after service which results in regulatory compliance and operational risk management being sustainable, credible and valued by the business.
This role provides the second line of assurance as part of three lines of assurance risk model. The purpose of the role is to:
Define and deliver the operational risk agenda for the Commercial Real Estate business.
Define and deliver the compliance agenda for Commercial Real Estate (CRE) business particularly focusing on Conduct risk.
Define a robust financial crime regime in line with prescribed internal procedures, monitoring delivery by the CRE business areas.
Manage the initial Anti Money Laundering/Ongoing Customer Due Diligence transition programme
Supervise and direct a team of operational risk and compliance Consultants
RESPONSIBILITIES
Liaising with external organisations Business Units on operational and regulatory change initiatives ;
Developing an understanding of, keeping up to date on all material regulatory changes.
Ensuring all personal training is adequately captured in reporting systems.
Understand and comply with organisational Health and Safety requirements.
Collaborate with Risk colleagues on the management of Operational Risk and Compliance infrastructure/system development and maintenance
Provision of advice on relevant Compliance requirements and the application of the Operational Risk Framework
Investigating the more complex and contentious operational risk and compliance events and identifying control improvements.
EXPERIENCE
Extensive Operational Risk Compliance experience