Operations Analyst recruitment
We are seeking a talented individual to join The Firm's highly motivated operations team that offers exposure to various markets and opportunities to work between several teams in the company, including Trading, Technology, Legal/Compliance, and Risk Management. In this role, you will track and resolve DTC fails on a timely basis with the clearing broker and execution team, ensuring all fails are resolved prior to settlement, and perform cash reconciliation between clearing broker and back office systems. You will monitor and resolve potential buy-ins, research and reconcile corporate actions, and aid other departments in the company with daily monitoring of trading business (i.e., trade reporting, short sale fail monitoring, and corporate actions). In addition to these core responsibilities, you will be instrumental in additional operational capacities, such as PL reporting, trading desk support, and interactions with clearing brokers and executing counterparties.
Candidates will have 2 to 3 years equities clearance and settlement experience in an operations or middle office position at a broker dealer and a strong academic record from a top university, including a bachelor's degree (preferably in economics, engineering or finance). Extensive experience with MS Office, particularly Excel, and a working knowledge of database software platforms are also crucial. Series 7 and 63 licenses are preferred