Operations Control
A permanent position with a globally recognised financial institute based in London who are looking to hire an Operations Control/Regulatory Control.
Duties:
* Daily review of the companies Transaction reporting exception process as well as the firms Client Money reporting process.
* Review of failed/ cancelled and amended trades on a day to day basis
* Review of internal control reports
* Balance sheet reconciliations
* Review of Operation Users
* Preparation of weekly risk packages
Preferred Experience:
* FSA and AMF Transaction reporting process
* Client Money rules
* Knowledge of daily reconciliations process
* Preparation of CMAR
* Review of CASS rules and amendments
Essential:
* 3 year's experience in a brokerage environment
* Knowledge of Cass and Transaction reporting rules
Please contact myself Katherine.chalmers@blackswangroup.com with your cv or call me on 0203 301 8710
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