Order Generation
• Generate, check and signoff on US equity trades for approximately 25 models and 130 US equity trading portfolios – both model changes and rebalancing (across the board trade) required as a result of portfolio flows, including:
monitoring of portfolio investment restrictions
creating customized trading models, as required
monitoring/maintaining market exposure via futures contracts or ETFs
• Monitor/maintain market exposure and cash levels in US equity trading portfolios that have daily flows (approximately 30 accounts).
• Create monthly capability reports for US Large Cap Equity, US Large Cap Select Equity, US Large Cap Value Equity and US Equity Alpha portfolios.
• Create and distribute US equity trade memos.
• Maintain US equity trade memo distribution lists.
• Complete equity futures tickets.
• Review equity portfolio versus model on a periodic basis, based on portfolio specific risk
• Monitor equity templates, SIRS database and portfolio investment restrictions
• Manage new names added to equity models and required substitutions, in conjunction with equity analysts
• Interface with US Equity traders to ensure accuracy/timing of trades.
• Maintain investment restrictions and other account details in Longview
• Assist in the interpretation of investment guidelines for the purpose of database population of investment restrictions and compliance checking
• Generate trades on advisory client’s trading platform.
• Attend daily US Equity Traders meeting and weekly US Equity Analysts meeting.
• Provide London Compliance team with UK US Large Cap Equity Fund cost-signoff sheets and futures signoff sheets each week.
• Attend and participate in US equity funding meetings.
• Complete ad-hoc requests for local portfolio managers, as well as other internal clients.
• Maintain database on historical trading activity.
• Monitor and adjust trade orders for securities involved in corporate actions.
• Report monthly/quarterly assets under management for US equity mandates.
• Use CSFB’s PrimeView system to locate shares available for short trading.
• Utilize Bloomberg to check 3-month average trading volume prior to shorting new securities.
• Verify short trades with compliance.
• Update slides to be used in the standard US equity presentation books.
• Maintain models in GIM2 sub-accounts for US Equity Alpha Fund and Global Equity Long/Short Fund.
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