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Capital Markets Regulation Consulting
Successful candidates will typically have: · Kowledge of investment banking and capital market instruments such as OTC Derivatives, Bonds, Futures and money market · Knowledge of front, middle or back office processes in the major capital market participants including investment banking, market infrastructure, custodians, hedge funds etc. · Regulatory Change experience e.g. collateral, clearing, regulatory programme management ·All successful candidates must have solid business analysis and problem solving skills and demonstrate good verbal and written communication Read more […]
Banking & Capital Markets, Finance Governance, Process & Controls – Senior Manager
Our Banking Capital Markets Finance Governance, Process Controls business has an excellent reputation in the market for providing high quality, innovative advice to Banks and other financial institutions looking to enhance or transform their financial reporting processes, improve their internal control environment or to address issues in their existing financial control and reporting processes. We provide services such as: Delivering finance change from a wide range of regulatory, accounting or strategic drivers; Supporting finance functions through transformation; Defining Read more […]
Banking & Capital Markets, Prudential Regulation – Manager / Senior Manager
Our Banking Capital Markets Regulatory Compliance Team has an excellent external reputation for providing high quality, innovative regulatory advice and solutions to help major financial services firms implement the weight of new FSA regulatory provisions under the revised “intrusive” approach. Our particular areas of specialisation include retail banking, commercial and investment banking, wealth management and custody firms. Our areas of expertise include AML, Conduct of Business, Client Money, Enforcement, Prudential, Sanctions and Transaction Reporting regulation and Read more […]
Capital Markets Auditors
Added October, 04, 2012 8:57 AM
Capital Markets
Capital Markets – Internal AuditorA leading Tier 1 investment bank is currently looking for a Manager/Senior Manager to join their Rates Credit Internal Audit team. The team is based in London, covering Europe as well as Asia providing the opportunity for travel (no more than 20%). The team operations a flat management structured allowing individuals at all levels, to plan and lead audit teams across the business ensuring extensive exposure with senior management. Audits undertaken cover operational processes, risk assessments, regulatory requirements as well as process flow.Key Read more […]
Taking Capital Markets’ Profit/ Loss process to the next level recruitment
Senior Controller in Capital Markets Financial Risk Control, Financial Control Profit/ Loss ProcessIn this position you will be responsible for developing the reporting process from a legal Denmark approach into a globalized set-up. Your highest goal will be to increase efficiency without jeopardizing control and quality.Your main responsibility will be to deliver timely and high-quality internal and external reporting with analytical reflections. In co-operation with development functions you will participate in infrastructure development projects and drive process optimization initiatives.You Read more […]
Senior Associate – Equity Capital Markets recruitment
The Job Assist the team in pitching and execution of ECM transactions including IPOs and placements in Hong Kong and PRC marketsMaintain existing client relationship and explore new client businessExtract, collect and validate relevant data for analysisRequirementsDegree in Accounting, Finance, Economics or equivalent disciplinesQualified to be registered as licensed person under SFCWith 3-5 years’ relevant experience gained at investment banksEquipped with sound investment and financial market knowledge, rules and regulations of capital markets of HK and PRC marketsGood analytical, interpersonal Read more […]
Contract – Capital Markets Internal Audit recruitment
My client is a leading financial institution that has an impressive global reputation and is a leader in the field of financial services. They are currently looking to recruit a number of Internal Audit Contractors to join their team to ensure successful completion of the current audit plan and outstanding assignments. This is an excellent opportunity to join a unique organisation that is undergoing a period of change. The ideal candidate will have experience of leading teams and carrying out internal audit assignments for a recognised financial institution. Those from practice will also be considered Read more […]
Product Manager ( Investment Banking & Capital Markets) recruitment
Introduction to Coreoneechnologies which is a global provider to the securities industry of information management and distribution services and products with operations in North America, Europe, Middle East, South Africa and Asia. As a growing and expanding company, CoreOne Technologies seeks to increase the sophistication and caliber of what it produces, as well as provide limitless services that bring together people, product, well-honed process and proven technology in the delivery of leading financial data management. In India, CoreOne Technologies has operations in Bangalore , Mumbai Read more […]
Project Manager Capital Markets – China recruitment
A leading vendor in the financial software market is looking for an experienced Project Manager (Capital Markets) to delivery projects for their customers mainly in China.The role will be reporting to the APAC Head of Customer Delivery Services and cover the South East Asia and China region. Key Responsibilities:- Project manage the implementation of Front to Back Capital Markets software – Project manage the full ‘life cycle’ of the implementation of software – Enforce project governance and project risk management- Enforce software implementation best practices with clients/implementation partners- Read more […]