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Compliance Manager – Capital Markets recruitment
The main responsibilities will include: Responsible for ensuring business is compliant with the rules of the FSA, relevant stock exchanges, trade associations and group standards Assist in managing the relationship with the regulators Providing advice to front and back office functions Involved in the new product approval process for the above businesses Co-ordinate with overseas offices/booking centres within the group Conducting compliance training Coverage of other members of the Wholesale Corporate Compliance Team as required The ideal Candidate will have the following Skills: Extensive knowledge Read more […]
Associate, Global Capital Markets, Global Structured Products recruitment
Position Category: Investment BankingPosition Title: Associate, Global Capital Markets, Global Structured ProductsJob Level: AssociateLocation: USA – NY – New YorkEducation Required: Refer to Position DescriptionPosition Description: Morgan Stanley Co. LLC seeks Associate, Global Capital Markets, Global Structured Products in New York, NY to monitor performance and risk for structured finance and tax-driven investments as well as tax equity asset classes including renewable energy (wind, solar, geothermal, biomass) and low income housing, new markets, and historics. Support impairment process, Read more […]
Director, Capital Markets Sales recruitment
* Being the primary point of contact for any new deal to assess the scope of market product opportunities* Being the quarterback throughout the deal process for any new client deals where there are cross capital markets products.* Being the quarterback for cross Market Products up-sell opportunities and/or single product up-sell opportunities to complex strategic clients.* Work in collaboration with Sales Distribution and technical sales colleagues to execute a best in class sales process through the use of the Master Class process .* Aggressively pursue clients/prospects with a determined Read more […]
Vice President, Compliance Advisory (Corporate Banking & Capital Markets), Legal, Compliance & Secretariat recruitment
DBS is a leading financial services group in Asia, with over 200 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank’s strong capital position, as well as “AA-” and “Aa1” credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance’s “Safest Bank in Asia” accolade for three consecutive years, in 2009, 2010 and 2011.ResponsibilitiesProvide quality Read more […]
Capital Markets Internal Audit Contract recruitment
The regional HQ of a global bank has need of interim expertise in capital markets internal audit. Based in the City, with minimum overseas travel, we are looking for an individual work for 3 to 6 months delivering a range of audit projects covering IPV valuation, commodities and other investment banking products and processes. Beginning at short notice, there is a longer term requirement and this could offer a permanent role at the end of the project if desired.If you are available in August or early September, have good capital markets and internal audit experience and are looking for rewarding Read more […]
Analyst – Equity Capital markets recruitment
Our client is a firm with a growing presence and reputation in Australian and Asian investment banking, it has a strong distribution platform and is is well respected in investment banking circles.The Sydney office is now offering an opportunity to a motivated individual to join its Equity capital markets team to work on a broad range of capital raising transactions. You will be part of worldwide network which already has a strong track record of success.To be a successful applicant you should be able to offer the following: A minimum of two years experience in an ECM or MA environment gained Read more […]
Assistant Director, Capital Markets Intermediaries recruitment
You will have responsibility for admitting new intermediaries into our capital markets industry, and conducting on-site inspections and off-site reviews of these entities for compliance with the relevant rules and regulations. You will also promote good business practices, risk management and internal controls. You will participate in risk assessments of intermediaries under your supervision and contribute to policy reviews related to the supervision of intermediaries. In the course of your work, you will have opportunities to interact with other departments in MAS as well as external parties such Read more […]
AVP Auditor, Capital Markets Tier 1 Investment Bank in London recruitment
An opportunity has arisen with a highly prestigious Top Tier Investment Bank, to join their Capital Markets coverage division. The opportunity is to sit within the London team, and to focus within the Capital Markets division. The successful candidate will get great exposure across a wide variety of banking functions, including securities, Investment Banking, Global Investment Research businesses, Operations, Technology, Product Control and Compliance. A working knowledge of derivatives within these sectors is preferred. The preferred candidate will be of the highest calibre, with strong technical Read more […]
Capital Markets Manager recruitment
Key AccountabilitiesIn this role you will be the primary project manager for the execution of capital market transactions including equity, hybrid debt, senior debt and related hedging transactions. You will manage project teams consisting of internal and external lawyers, tax, controlling and regulatory personnel. Your main tasks will be to evaluate alternatives and structure financings that are optimized from a cost, rating agency, regulatory, tax and accounting perspective while also taking into account the dynamics of the global capital markets. We will count on you to gain in depth knowledge Read more […]
BPO – UK – Capital Markets – Pharma – Manufacturing recruitment
Our client is a global leader in business process outsourcing services, require an AVP a VP level candidate with strong experience in Business Process Outsourcing /BPO. Experience in:Consulting, proven Sales ability, analytics, solutioning and industry experience in Capital Markets or Pharmaceuticals or Manufacturing.These roles are available in the UK and / or Europe.Stability within past roles is ESSENTIAL.Alexander Ash is acting as an agency for the purpose of this advert.Pleases end CV’s directly to maria.vavoulas@alexanderash.com Read more […]