Pcg Branch Manager ( R ) Job in New Bern, North Carolina US
Pcg Branch Manager ( R )
Responsible for the day-to-day administrative, operations, compliance of a PCG branch with four or more registered associates within a Market/Complex. Provides leadership to expand revenue and client relationships. Maintains oversight of daily transaction activity within the branch and ensures compliance and regulatory requirements are met. Assist the Market/Complex Manager with management of the branch profit and loss statement, development of the branch business plan, and recruiting Financial Advisors for the branch. In addition, serves as a Financial Advisor for personal clients, providing financial advice consistent with the clients goals and risk tolerance. Meets with clients to collect financial information, assess investment profile and evaluate clients financial needs. Advises clients regarding advantages and disadvantages of different financial products and determines which financial products are suitable for client needs and financial circumstances. Works to increase and retain existing client assets and meet potential new clients. Basic Qualifications: Series 7, 9 and 10 (or equivalent) and 63 (or equivalent) licenses required; 3+ years financial services experience. Minimum Qualifications: Demonstrated ability to communicate verbally and in written form with leaders, staff and peers; proven management and leadership skills. You will have 2 attempts within 90 days of hire to obtain Series 65/66 which is required for this position. Series 3/31 may be required if the branch conducts commodities business. 1-3 years Branch Mangement (or equivalent leadership) experience. Must possess a $250k book of business.