Policy and Advisory – Compliance Division
This role is to manage the portfolio management/trading Compliance team and provide compliance advisory services within the Asset Management. The successful candidate will work closely with business partners, Legal and Compliance colleagues in connection with client and prospective client due diligence, new offering compliance reviews, review and evaluation of new Instruments, and the development of enhanced surveillance tools. The candidate will also play a role in creating and implementing the AM compliance strategy and vision.
Develop and draft compliance policies and procedures, outlining firm policies, regulations and best practices
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