Portfolio Compliance Manager
A leading global Fund Manager based in the City require a Portfolio Compliance Manager to join their business. The role is responsible for system rule coding and monitoring of trades. This Fund Manager is one of the best regarded and most recognisable brands in the industry.
The role reports to the Head of the Portfolio Compliance Team. The team is part of the London Operational Risk and Portfolio Compliance Team, which reports into the Group Risk Team.
The team are based in London are responsible for overseeing portfolio compliance (ensuring that investment mandates are managed in accordance with their investment guidelines) for the institutional fund management business in the London office. This Fund Manager use the Charles River Investment Management System.
Core responsibilities;
Ensure that investment guidelines are clearly documented and understood. This involves discussing and negotiating new and revised guidelines and therefore liaising with the Transitions Team, Legal, Client Services, Product Managers and Fund Managers.
Ensuring that investment guidelines are effectively monitored either using Charles River or alternative processes.
Coding investment restrictions in Charles River. Liaising with the Compliance Team in order to ensure that the coding is as effective as possible.
Pro-actively reviewing existing coding and manual monitoring processes and implementing improvements where possible.
Provide advice on pre-trade alerts and, in conjunction with the Compliance Teams globally, advise Fund Managers on investments generally. This involves liaising with the Compliance Teams in order to understand investment regulations.
Ideally you will possess experience of monitoring and coding on Charles River systems, however other system experience including Thinkfolio, Aladdin, Trac and Sentinel would be considered.
To find out more please call Stephen Borner at Hays on 02034650110.
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