Portfolio Monitoring /Compliance Specialist recruitment
Prestigious investment management house seeks a highly experienced Compliance Manager to manage asset management regulatory requirements, undertaking portfolio monitoring, trading and capital markets oversight. Responsibilities will include the continuous review of policies, procedures and systems to ensure compliance with internal and external regulation, mitigation of financial and reputational risk and leading training and development initiatives and projects across a range of business areas.
The role requires superior communication, relationship management and influencing skills and previous people management experience will be a distinct advantage. Responsibilities will include interaction with business areas to include Portfolio Management, Trading, Legal etc. and the role offers a high level of autonomy and presents the opportunity to contribute to the development of a compliance team and infrastructure to accommodate planned growth in the London office.
Applicants will demonstrate a solid investment compliance background, preferably gained from a recognised and well regarded asset management house. A strong understanding of the UK/FSA regulatory regime and previous coverage of portfolio management and trading activities and front office investment operations is essential. Roles available on both a contract and permanent basis