Private Banking Compliance (7-10 yrs) – Singapore recruitment
Responsibilities:
- To provide regulatory advice in relation to regulated activities conducted with the Bank to ensure adherence to regulatory requirements and internal compliance/ethnical standards.
- Deal with compliance issues of various business lines at the Bank and related corporations, including licensing related issues and regulatory reporting.
- Provide advice on local Singapore laws and regulations
- Closely follow/monitor regulatory developments to provide regulatory advice and to ensure compliance with relevant regulatory requirements.
- Develop, implement and monitor procedures and standards related to compliance function including update of compliance policies and procedures in accordance with regulatory developments and internal Group guidelines/policies.
- Investigate and report suspicious transactions
Requirements:
- At least 5-7 years of experience in the legal or compliance function of a bank or asset management company or good working experience at MAS or equivalent regulatory bodies
- Good knowledge of MAS rules/regulations in Singapore
- Familiarity with local private banking code of conduct
- Mandarin skills would be a bonus
- Compliance professionals with a legal background will be a strong advantage
Taylor Root Singapore
Taylor Root - a member of The SR Group
EA Licence No. 10C4100
July 5, 2012
• Tags: Private Banking, Private Banking Compliance (7-10 yrs), Singapore recruitment, Wealth Management careers in the Singapore • Posted in: Financial