Private Bank/WM Compliance – Associate/VP – Singapore recruitment
Responsibilities:
Reporting to the Regional Head of Compliance, the successful candidate will have responsibility for the wealth management business unit and trust unit of the firm. Typical responsiblities include (but are not limited to) the following:
- Provide compliance advice and support for the WM and trust business units in Singapore and HK.
- Provide compliance training, and conduct compliance monitoring and desk reviews.
- Liaise with and update the business on regulatory requirements/changes and policies and procedures.
- Draft and implement compliance policies and procedures.
- Work with and support the control function in their scope of monitoring and reviews; review and advise on their review reports, escalate matters to and advise Senior Management when required.
- Liaise with regulators, legal, internal and external auditors.
Requirements:
- Degree or equivalent, with a minimum of 5 years experience gained in compliance in a financial institution, preferably in private banking
- Good analytical and investigation skills and able to work independently
- Ability to communicate and liaise with internal stakeholders and external parties across all levels; good language skills and drafting ability
- Good understanding of relevant Singaporelaws and regulations
- Any additional knowledge of/familiarity with other APAC laws and regulations (e.g. HK), whilst not a prerequisite, would be a strong advantage.
August 14, 2012
• Tags: Associate, Private Bank, Private Banking, Singapore recruitment, VP, Wealth Management careers in the Singapore, WM Compliance • Posted in: Financial