Private Client
It has a an immediate opportunity for an individual currently working in a similar area
Key Responsibilities :
*Working and supporting the Head of Group Risk and Compliance to cover regulatory change in the UK and overseas offices
*To monitor and analyse the compliance of the Company and to ensure this is in line with relevant FSA regulations.
*Identify and monitor compliance risk across all areas of the business and to initiate corrective actions where required.
*Develop, implement and review compliance monitoring and controls across the Group and work with the team to execute the compliance monitoring programme.
*Ensuring that areas of risk are identified and dealt with in a timely manner.
*Playing an active role in any on-going projects.
*Promote and develop robust Operating Procedures across the business
Please contact Fergus Hooley at
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the TC's, Privacy Policy and Disclaimers which can be found at hays.co.uk
Leave a Reply
You must be logged in to post a comment.