Processing Manager
The ideal candidate will be a consummate professional and proven manager of people who will ensure compliance with all regulatory and operational requirements and have the ability to analyze current processes and procedures and make and implement recommended changes. Duties will include interfacing with the company’s Fiscal Agent to provide efficient and responsive customer service, generating and analyzing reports from various sources, approving and updating customer accounts as necessary, managing the company’s Business Continuity Plan and performing such other tasks as required by the National Director of Operations.
Qualifications include: Bachelor’s degree with minimum 5 years in securities processing required. FINRA Series 7 or 62 and 63 and 24 licenses are required. Prior management experience is essential. Strong verbal and written communication skills and excellent problem solving skills are a must.
All cover letters should include salary requirements in order to be considered for this position.
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