Product Compliance – Investment Bank – Singapore – 7+ years recruitment

Responsibilities:

Primarily responsible for managing and implementing compliance policies and programs as a business line compliance officer within the IBD.
Ensure that internal and external compliance reporting are reviewed and signed-off by senior management on a timely basis.
Disseminate compliance guidelines to relevant staff on timely basis.
Coordinate with the various product lines in their adherence and understanding of internal policies and procedures, industry best practice and local regulatory guidelines.
Review product term sheets, presentations and pitchbooks.
Act as liaison with the regional compliance management teams.
Deliver compliance awareness training and refresher courses to product lines.
Support Senior Management in internal controls and management of regulatory/ reputational risks in the business.

Requirements:

Good tertiary qualifications, preferably in accountancy, business, finance or law.
7-10 years' prior experience in internal or external audit, regulatory compliance, risk and control, or other relevant experience gained in the financial services sector.
Conversant with MAS Notices (eg. MAS 626), Banking Act, Companies Act, Securities Futures Act and Representative Notification Framework.
Strong planning, organisational and communication skills with a flair for details and accuracy
Ability to work independently with minimum supervision and to build relationships across all functions.

Taylor Root, part of The SR Group, licence number 10C4100

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