Project Compliance Consultant
Role description
As Project Compliance Manager within the Financial Services division based in London your daily responsibilities will include:
Planning and delivery of client engagements
Providing e-clients with responsive regulatory advice and solutions.
Update relationship contacts on regulatory advice and solutions
Set up relevant compliance infrastructure materials for clients.
Carry out compliance assessments onsite with clients and subsequently write compliance evaluation reports.
Build/ develop client relationships.
Involvement in designing/ running training courses.
Who we're looking for
The Project Compliance Consultant is a progressive and competitive role, the Consultancy within the Financial Services based in London requires;
Previous exposure to understanding and interpretation regulation within asset management and/ or securities sector.
Previous exposure of regulatory risk assessment, demonstrating an empathy with the regulators objectives as well as the client practical circumstances.
The ability to transfer regulatory knowledge and experience to different requirements of the client.
A sound appreciation of the FCA handbook and the ability to apply rules
An appreciation of the importance of governance and controls.
Credible client facing ability.
Excellent oral and written communication skills.
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