Projects Compliance recruitment
This role will be working primarily within the private bank but will also sitting very closely to the investment banking compliance teams.
Essentially you will be working on policies for all of the compliance/ controls areas- mapping existing and changing regulations to ensure that a risk- based approach is being used sufficiently to prevent significant breaches. As such, you will be working with a number of people in the business and managing a key stakeholders both internally and externally.
Responsibilities will include:
- Carrying out a comprehensive risk based assessment to determine the appropriate control areas and the sampling and review methodology.
- Ensure that no key risks remain uncontrolled, the approach is fully aligned with activities of other control functions, controls being executed in a timely manner, stakeholders are engaged appropriately, follow- up actions are duly tracked and change management actions are initiated.
- Design and delivery of compliance training
The type of candidate we are looking for will be someone who can demonstrate the following:
- 4- 6 years of experience within legal, compliance, audit or regulatory experience in either wealth management or investment banking.
- Strong communicator
- Excellent engagement skills
- Ability to deal with potentially contentious issues effectively
May 8, 2012
• Tags: Compliance, Legal careers in the Singapore, Projects Compliance recruitment • Posted in: Financial