Quality, Training and Compliance Manager
A well established Asset Management firm is looking for a Quality Training and Compliance Manager with previous experience in monitoring, regulatory advice as well as TCF.
The role holder will have previous exposure with TC regulatory framework and will provide support and advise to the Investment team, enhancing a compliance internal culture assisting in the monitoring activity, providing detailed compliance reporting of customer interactions.
The role holder will have previous experience in TC regulatory frameworks as well as compliance monitoring and measurement and reporting experience.
The candidate will have leadership/management experience, be enthusiastic and have a willingness to implement new policies, procedures and in continuous personal development.
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