Regional Compliance Manager, North Asia
Senior management role with regional scope within this fast growing global financial services business!
Our client is a well-established global financial services leader in its field. Due to sustained growth and continued expansion plans across Asia they require a Senior Compliance Manager to join their established compliance team. The role reports to the Asia Pacific head of compliance and would get significant visibility to the business and opportunities for senior management experience.
The responsibilities of the Regional Compliance Manager for North Asia primarily include:
- Developing and implementing enterprise and regional AML/CFT/Fraud compliance efforts in a highly regulated financial services environment
- Developing strategies for compliance risk management and for designing and implementing internal controls, policies and procedures to assure compliance with applicable country laws, corporate standards and third party guidelines
- Oversee a multicultural and multinational staff in the areas of local program development, regulatory outreach, agent oversight, new product and business support and compliance investigations throughout
- Conducts investigations; provides ethics and training program support and may have money laundering reporting.
Skills and Experience Required:
- Must be fluent in all English, Cantonese and Mandarin. Additional Asian languages are ideal but not essential
- Experience in working in retail banking, insurance, financial services industry or Big 4's investigation team are highly preferred
- Candidates must have strong fraud investigation and AML experience in a regional perspective
- Management level work experience as a compliance subject matter expert in a multinational fast paced complex environment.
- Relevant Degree completed. Post Graduate studies are an asset.
- Superior knowledge of local AML Regulations, FATF, PSD Regulations, Consumer fraud issues, Office of Foreign Assets Control.
- Proven experience and ability to operate multi-nationally with regulators, law enforcement, business partners, and agents.
- Demonstrated ability to manage effectively in a matrix organization and develop partnerships with multiple business and functional leaders.
- Strong Leadership experience with proven ability to build teams; set clear expectations and manage performance.
- A commercially minded approach to business and compliance.
- Superior internal and external stakeholder management skills.
- Professional communication and presentation skills.
To apply for this position please send your CV to Jenny Yeung at jennyyeung@taylorroot.com.hk. Alternatively for a confidential discussion please contact Jenny on +852 2973 6333.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
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