Regional Head of Compliance

Our client is a medium sized US based Investment Management firm with around US$100 billion assets under management. It has been operating in Asia for over a decade and their conservative expansion in the region is set to continue. An excellent opportunity exists to manage their Asia Compliance division. The role reports directly to the Global Head of Compliance based in the US and would involve the management of a team in Asia across several locations. The role would be based in Hong Kong but would have responsibility for a number of other Asian markets such as China and Singapore.

The ideal candidate will typically possess a minimum of ten years plus experience. The ideal candidate will typically have a minimum of 8 years relevant experience in a compliance or a relevant legal role. A good understanding of the Investment Management industry and related regulatory requirements is important. Prior regional experience is advantageous. The role requires someone comfortable with a high degree of autonomy and the ability to interact regularly with senior business management.

For more details please contact Robert Conway on +852 2973 6333 or email robertconway@taylorroot.com.hk