Regional Head of Regulatory Compliance
Key Responsibilities:
- Leadership to ensure proactive approach is taken to identification of Regulatory Compliance risk change and potential impacts on the Technology Services Business Model in Asia
- Continuous review for appropriateness of framework to monitor regulatory compliance developments
- Implement as required market product suitability, sales and staff remuneration policies and systems that ensure that the business' exposure to regulatory compliance and reputational risks is managed, in a practical and effective manner, including efficient and reasonable deployment of resources and an understanding of the business operations and needs.
- Reviews and assists in the effective deployment of the Regulatory Compliance Assurance function
- Lead / liaison with relevant stakeholder in Asia Pacific, other Global Business and Functional teams to provide expertise and support on all Regulatory Compliance related matters
- Interaction with Regulators and industry bodies in Asia Pacific on Regulatory Compliance matters relating to the business.
- Lead, motivate and develop an effective team through communication, cultivate an environment that supports diversity
- Focus on implementing and aligning operating practices of Technology Services and Global Functions with changes in Global Regulatory Compliance Standards
- Resolve any/all identified issues promptly, and escalate concerns to management as appropriate to ensure timely awareness of any material concerns.
- Maintain awareness of operational risk within assigned portfolio and minimise the likelihood of it occurring including its identification, assessment, mitigation and control, loss identification and reporting.
Key Requirements:
- Significant leadership experience and a strategic thinker.
- Excellent communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
- Ability to develop practical, cost effective solutions to complex issues.
- Experience of dealing with regulatory matters and confident interaction with Regulators.
- Experience of creating, leading and motivating a team.
- Experience of interpreting and analysing a large volume of information and / or data and provide succinct summary for management.
- Experience of working within a matrixed environment preferred including reporting internationally.
For a confidential discussion on this role, please contact Jyoti Golchha on jgolchha@morganmckinley.com.hk
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