Regional Markets Compliance Officer recruitment
Other responsibilities include:
- Develop close working relationships with the business to engender a culture of Compliance within the business
- Aid in the production and review of compliance policies and procedures
- Develop and execute compliance training programs for the business
- Review documentation entered into by the business and review new products proposals of the business
- Liaise with applicable regulators, exchanges and industry bodies
- Identify law reform proposals impacting the business
- Assist, as required, in internal investigations and/or responses to regulatory enquiries and audits/auditor enquiries
- Identify areas of non compliance and recommendations for changes (if any) or enhancements to overall business Compliance framework
- Analyze and help answer all escalations arising from the monitoring and surveillance programs relevant to the activities of the Global Markets business and, if necessary, supplement with ad hoc desk reviews, maintaining detailed records of findings and action items
- Identify priorities and issues requiring escalation
- Escalate serious issues of non-compliance to Compliance and line management, maintaining a complete record of incidents, investigation and outcomes
- Maintain records of agreed follow up actions and monitor progress to agreed plan; Ensure the Global Markets business unit maintains a strong compliance culture and ethical standards
- Ensure the Global Markets business adheres to firm policies and procedures, regulatory and legislative requirements.
The ideal candidate should fulfill the following requirements:-
- Knowledge of financial markets and transactions
- Knowledge of financial markets regulatory environment
- Tertiary qualifications in a business discipline is ideal but not essential
At Citi, we groom the leaders of today and tomorrow. Take the opportunity to embark on a challenging, fulfilling and rewarding career with one of the world's most respected financial institutions now. Please apply online and search for Job ID 11048303.
January 3, 2012
• Tags: Commercial Banking careers in the Singapore, Regional Markets Compliance Officer recruitment • Posted in: Financial