Regional Prime Brokerage Compliance recruitment
Our client is a global Investment Bank whose trading services group requires a senior Compliance professional to advise on business activities deriving from its Prime Brokerage business across the region.
The successful candidate will be responsible for but not limited to providing guidance and advice regarding compliance issues to the prime brokerage team including sales, operations, trading, and securities lending. You will conduct business needs analysis and assist the business in implementing and enhancing policies and procedures and provide training to the business on Compliance issues.
Key candidate requirements include 8-10 years Compliance experience as a regulator or in Compliance at a large securities firm or Investment Bank involved with business related to prime brokerage activities in supporting all operational aspects and supporting hedge fund customers. You must have the ability to represent and enforce Compliance, while considering the needs of the business while minimising exposure to risk.