Regional VP/Director Compliance recruitment
Main Duties
• Main compliance support for the equities business, providing risk based practical commercial advice on regulatory and policy issues, development of new markets/products and providing training
• Alternative support for Sales and Trading front office professionals.
• Regulation and policy advice and training to the business. This includes assisting with the interpretation and practical application of MAS regulations and applicable laws.
• Conduct monitoring and review programmes for the Singapore regulated entities.
Key Requirement
Degree educated individual with a good understanding of financial products in the banking industry and at least 10 years of compliance or related experience. You must also have a proven track record in Equities Compliance. There is a requirement to have previously operated within the Asian compliance arena previously.