Registered Rep
Registered Rep - Back Office (Job Number: 1306215)
Description
Responsible for making sure that all work is properly prioritized and triaged to appropriate departments for processing. Must maintain a detailed understanding of the brokerage industry in general. Monitors all client correspondence, account applications, checks, transfer forms, certificates, etc. to ensure that paperwork is in good order and is processed in accordance with Federal, State, IRS, Exchange and FINRA regulations to which the Firm is subject. Interacts with customers and Advisors on both basic and advanced levels, regarding account information, procedures, systems and products. Provides the highest level of customer service to both internal and external clients and responds to inquiries in an accurate, professional and efficient manner.
EFC:AM
Qualifications
* Undergraduate degree or related experience, up to 1 year financial industry experience preferred.
* FINRA Series 7 and 63 required or must be willing to obtain within first 120 days of employment.
* Ability to work well under pressure and meet strict deadlines, excellent verbal and written communication, interpersonal, and organizational skills.
* PC literacy a must.
Primary Location: United States-USA-NY-Uniondale
Internal Jobcode: 08191
Job: Investment Management
Organization: BNYM AM Operations-HR06143
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